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  6. Chapter 440 - Uniform Comme...
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  8. Act 174 of 1962 Uniform Com...
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  12. 174-1962-8-5 Part 5 Security Entitlements (440....


174-1962-8-5 Part 5 Security Entitlements (440.8501...440.8511)


  • Section 440.8501 “Securities Account” Defined; Acquisition of Security Entitlement; Conditions; Directly Held Financial Asset; Issuance Not as Security Entitlement.
  • Section 440.8502 Action Based on Adverse Claim.
  • Section 440.8503 Entitlement Holder Property Interest.
  • Section 440.8504 Maintenance of Financial Asset by Securities Intermediary; Quantity; Manner; Limitation; Duties; Applicability to Clearing Corporation.
  • Section 440.8505 Obtaining Payment or Distribution Made by Issuer of Financial Asset; Duties and Obligations of Securities Intermediary.
  • Section 440.8506 Duty of Securities Intermediary to Exercise Rights With Respect to Financial Asset; Conditions.
  • Section 440.8507 Compliance With Entitlement Order by Securities Intermediary; Conditions; Wrongful Transfer of Financial Asset Pursuant to Ineffective Entitlement Order; Liability.
  • Section 440.8508 Changing Security Entitlement Into Another Form of Holding; Transferring Financial Asset to Securities Account of Entitlement Holder; Duties of Securities Intermediary; Conditions.
  • Section 440.8509 Performance of Duties by Securities Intermediary.
  • Section 440.8510 Assertion of Action Based on Adverse Claim; Prohibition; Conditions; Priority.
  • Section 440.8511 Priority of Claims.
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